- Elasticsearch Guide: other versions:
- Elasticsearch basics
- Quick starts
- Set up Elasticsearch
- Run Elasticsearch locally
- Installing Elasticsearch
- Configuring Elasticsearch
- Important Elasticsearch configuration
- Secure settings
- Auditing settings
- Circuit breaker settings
- Cluster-level shard allocation and routing settings
- Miscellaneous cluster settings
- Cross-cluster replication settings
- Discovery and cluster formation settings
- Field data cache settings
- Health Diagnostic settings
- Index lifecycle management settings
- Data stream lifecycle settings
- Index management settings
- Index recovery settings
- Indexing buffer settings
- License settings
- Local gateway settings
- Logging
- Machine learning settings
- Inference settings
- Monitoring settings
- Nodes
- Networking
- Node query cache settings
- Search settings
- Security settings
- Shard allocation, relocation, and recovery
- Shard request cache settings
- Snapshot and restore settings
- Transforms settings
- Thread pools
- Watcher settings
- Advanced configuration
- Important system configuration
- Bootstrap Checks
- Heap size check
- File descriptor check
- Memory lock check
- Maximum number of threads check
- Max file size check
- Maximum size virtual memory check
- Maximum map count check
- Client JVM check
- Use serial collector check
- System call filter check
- OnError and OnOutOfMemoryError checks
- Early-access check
- All permission check
- Discovery configuration check
- Bootstrap Checks for X-Pack
- Starting Elasticsearch
- Stopping Elasticsearch
- Discovery and cluster formation
- Add and remove nodes in your cluster
- Full-cluster restart and rolling restart
- Remote clusters
- Plugins
- Search your data
- Re-ranking
- Index modules
- Index templates
- Aliases
- Mapping
- Dynamic mapping
- Explicit mapping
- Runtime fields
- Field data types
- Aggregate metric
- Alias
- Arrays
- Binary
- Boolean
- Completion
- Date
- Date nanoseconds
- Dense vector
- Flattened
- Geopoint
- Geoshape
- Histogram
- IP
- Join
- Keyword
- Nested
- Numeric
- Object
- Pass-through object
- Percolator
- Point
- Range
- Rank feature
- Rank features
- Search-as-you-type
- Semantic text
- Shape
- Sparse vector
- Text
- Token count
- Unsigned long
- Version
- Metadata fields
- Mapping parameters
analyzer
coerce
copy_to
doc_values
dynamic
eager_global_ordinals
enabled
format
ignore_above
index.mapping.ignore_above
ignore_malformed
index
index_options
index_phrases
index_prefixes
meta
fields
normalizer
norms
null_value
position_increment_gap
properties
search_analyzer
similarity
store
subobjects
term_vector
- Mapping limit settings
- Removal of mapping types
- Text analysis
- Overview
- Concepts
- Configure text analysis
- Built-in analyzer reference
- Tokenizer reference
- Token filter reference
- Apostrophe
- ASCII folding
- CJK bigram
- CJK width
- Classic
- Common grams
- Conditional
- Decimal digit
- Delimited payload
- Dictionary decompounder
- Edge n-gram
- Elision
- Fingerprint
- Flatten graph
- Hunspell
- Hyphenation decompounder
- Keep types
- Keep words
- Keyword marker
- Keyword repeat
- KStem
- Length
- Limit token count
- Lowercase
- MinHash
- Multiplexer
- N-gram
- Normalization
- Pattern capture
- Pattern replace
- Phonetic
- Porter stem
- Predicate script
- Remove duplicates
- Reverse
- Shingle
- Snowball
- Stemmer
- Stemmer override
- Stop
- Synonym
- Synonym graph
- Trim
- Truncate
- Unique
- Uppercase
- Word delimiter
- Word delimiter graph
- Character filters reference
- Normalizers
- Ingest pipelines
- Example: Parse logs
- Enrich your data
- Processor reference
- Append
- Attachment
- Bytes
- Circle
- Community ID
- Convert
- CSV
- Date
- Date index name
- Dissect
- Dot expander
- Drop
- Enrich
- Fail
- Fingerprint
- Foreach
- Geo-grid
- GeoIP
- Grok
- Gsub
- HTML strip
- Inference
- IP Location
- Join
- JSON
- KV
- Lowercase
- Network direction
- Pipeline
- Redact
- Registered domain
- Remove
- Rename
- Reroute
- Script
- Set
- Set security user
- Sort
- Split
- Terminate
- Trim
- Uppercase
- URL decode
- URI parts
- User agent
- Ingest pipelines in Search
- Connectors
- Data streams
- Data management
- ILM: Manage the index lifecycle
- Tutorial: Customize built-in policies
- Tutorial: Automate rollover
- Index management in Kibana
- Overview
- Concepts
- Index lifecycle actions
- Configure a lifecycle policy
- Migrate index allocation filters to node roles
- Troubleshooting index lifecycle management errors
- Start and stop index lifecycle management
- Manage existing indices
- Skip rollover
- Restore a managed data stream or index
- Data tiers
- Roll up or transform your data
- Query DSL
- EQL
- ES|QL
- SQL
- Overview
- Getting Started with SQL
- Conventions and Terminology
- Security
- SQL REST API
- SQL Translate API
- SQL CLI
- SQL JDBC
- SQL ODBC
- SQL Client Applications
- SQL Language
- Functions and Operators
- Comparison Operators
- Logical Operators
- Math Operators
- Cast Operators
- LIKE and RLIKE Operators
- Aggregate Functions
- Grouping Functions
- Date/Time and Interval Functions and Operators
- Full-Text Search Functions
- Mathematical Functions
- String Functions
- Type Conversion Functions
- Geo Functions
- Conditional Functions And Expressions
- System Functions
- Reserved keywords
- SQL Limitations
- Scripting
- Aggregations
- Bucket aggregations
- Adjacency matrix
- Auto-interval date histogram
- Categorize text
- Children
- Composite
- Date histogram
- Date range
- Diversified sampler
- Filter
- Filters
- Frequent item sets
- Geo-distance
- Geohash grid
- Geohex grid
- Geotile grid
- Global
- Histogram
- IP prefix
- IP range
- Missing
- Multi Terms
- Nested
- Parent
- Random sampler
- Range
- Rare terms
- Reverse nested
- Sampler
- Significant terms
- Significant text
- Terms
- Time series
- Variable width histogram
- Subtleties of bucketing range fields
- Metrics aggregations
- Pipeline aggregations
- Average bucket
- Bucket script
- Bucket count K-S test
- Bucket correlation
- Bucket selector
- Bucket sort
- Change point
- Cumulative cardinality
- Cumulative sum
- Derivative
- Extended stats bucket
- Inference bucket
- Max bucket
- Min bucket
- Moving function
- Moving percentiles
- Normalize
- Percentiles bucket
- Serial differencing
- Stats bucket
- Sum bucket
- Bucket aggregations
- Geospatial analysis
- Watcher
- Monitor a cluster
- Secure the Elastic Stack
- Elasticsearch security principles
- Start the Elastic Stack with security enabled automatically
- Manually configure security
- Updating node security certificates
- User authentication
- Built-in users
- Service accounts
- Internal users
- Token-based authentication services
- User profiles
- Realms
- Realm chains
- Security domains
- Active Directory user authentication
- File-based user authentication
- LDAP user authentication
- Native user authentication
- OpenID Connect authentication
- PKI user authentication
- SAML authentication
- Kerberos authentication
- JWT authentication
- Integrating with other authentication systems
- Enabling anonymous access
- Looking up users without authentication
- Controlling the user cache
- Configuring SAML single-sign-on on the Elastic Stack
- Configuring single sign-on to the Elastic Stack using OpenID Connect
- User authorization
- Built-in roles
- Defining roles
- Role restriction
- Security privileges
- Document level security
- Field level security
- Granting privileges for data streams and aliases
- Mapping users and groups to roles
- Setting up field and document level security
- Submitting requests on behalf of other users
- Configuring authorization delegation
- Customizing roles and authorization
- Enable audit logging
- Restricting connections with IP filtering
- Securing clients and integrations
- Operator privileges
- Troubleshooting
- Some settings are not returned via the nodes settings API
- Authorization exceptions
- Users command fails due to extra arguments
- Users are frequently locked out of Active Directory
- Certificate verification fails for curl on Mac
- SSLHandshakeException causes connections to fail
- Common SSL/TLS exceptions
- Common Kerberos exceptions
- Common SAML issues
- Internal Server Error in Kibana
- Setup-passwords command fails due to connection failure
- Failures due to relocation of the configuration files
- Limitations
- Set up a cluster for high availability
- Optimizations
- Autoscaling
- Snapshot and restore
- REST APIs
- API conventions
- Common options
- REST API compatibility
- Autoscaling APIs
- Behavioral Analytics APIs
- Compact and aligned text (CAT) APIs
- cat aliases
- cat allocation
- cat anomaly detectors
- cat component templates
- cat count
- cat data frame analytics
- cat datafeeds
- cat fielddata
- cat health
- cat indices
- cat master
- cat nodeattrs
- cat nodes
- cat pending tasks
- cat plugins
- cat recovery
- cat repositories
- cat segments
- cat shards
- cat snapshots
- cat task management
- cat templates
- cat thread pool
- cat trained model
- cat transforms
- Cluster APIs
- Cluster allocation explain
- Cluster get settings
- Cluster health
- Health
- Cluster reroute
- Cluster state
- Cluster stats
- Cluster update settings
- Nodes feature usage
- Nodes hot threads
- Nodes info
- Prevalidate node removal
- Nodes reload secure settings
- Nodes stats
- Cluster Info
- Pending cluster tasks
- Remote cluster info
- Task management
- Voting configuration exclusions
- Create or update desired nodes
- Get desired nodes
- Delete desired nodes
- Get desired balance
- Reset desired balance
- Cross-cluster replication APIs
- Connector APIs
- Create connector
- Delete connector
- Get connector
- List connectors
- Update connector API key id
- Update connector configuration
- Update connector index name
- Update connector features
- Update connector filtering
- Update connector name and description
- Update connector pipeline
- Update connector scheduling
- Update connector service type
- Create connector sync job
- Cancel connector sync job
- Delete connector sync job
- Get connector sync job
- List connector sync jobs
- Check in a connector
- Update connector error
- Update connector last sync stats
- Update connector status
- Check in connector sync job
- Claim connector sync job
- Set connector sync job error
- Set connector sync job stats
- Data stream APIs
- Document APIs
- Enrich APIs
- EQL APIs
- ES|QL APIs
- Features APIs
- Fleet APIs
- Graph explore API
- Index APIs
- Alias exists
- Aliases
- Analyze
- Analyze index disk usage
- Clear cache
- Clone index
- Close index
- Create index
- Create or update alias
- Create or update component template
- Create or update index template
- Create or update index template (legacy)
- Delete component template
- Delete dangling index
- Delete alias
- Delete index
- Delete index template
- Delete index template (legacy)
- Exists
- Field usage stats
- Flush
- Force merge
- Get alias
- Get component template
- Get field mapping
- Get index
- Get index settings
- Get index template
- Get index template (legacy)
- Get mapping
- Import dangling index
- Index recovery
- Index segments
- Index shard stores
- Index stats
- Index template exists (legacy)
- List dangling indices
- Open index
- Refresh
- Resolve index
- Resolve cluster
- Rollover
- Shrink index
- Simulate index
- Simulate template
- Split index
- Unfreeze index
- Update index settings
- Update mapping
- Index lifecycle management APIs
- Create or update lifecycle policy
- Get policy
- Delete policy
- Move to step
- Remove policy
- Retry policy
- Get index lifecycle management status
- Explain lifecycle
- Start index lifecycle management
- Stop index lifecycle management
- Migrate indices, ILM policies, and legacy, composable and component templates to data tiers routing
- Inference APIs
- Delete inference API
- Get inference API
- Perform inference API
- Create inference API
- Stream inference API
- Update inference API
- AlibabaCloud AI Search inference integration
- Amazon Bedrock inference integration
- Anthropic inference integration
- Azure AI studio inference integration
- Azure OpenAI inference integration
- Cohere inference integration
- Elasticsearch inference integration
- ELSER inference integration
- Google AI Studio inference integration
- Google Vertex AI inference integration
- HuggingFace inference integration
- Mistral inference integration
- OpenAI inference integration
- Watsonx inference integration
- Info API
- Ingest APIs
- Licensing APIs
- Logstash APIs
- Machine learning APIs
- Machine learning anomaly detection APIs
- Add events to calendar
- Add jobs to calendar
- Close jobs
- Create jobs
- Create calendars
- Create datafeeds
- Create filters
- Delete calendars
- Delete datafeeds
- Delete events from calendar
- Delete filters
- Delete forecasts
- Delete jobs
- Delete jobs from calendar
- Delete model snapshots
- Delete expired data
- Estimate model memory
- Flush jobs
- Forecast jobs
- Get buckets
- Get calendars
- Get categories
- Get datafeeds
- Get datafeed statistics
- Get influencers
- Get jobs
- Get job statistics
- Get model snapshots
- Get model snapshot upgrade statistics
- Get overall buckets
- Get scheduled events
- Get filters
- Get records
- Open jobs
- Post data to jobs
- Preview datafeeds
- Reset jobs
- Revert model snapshots
- Start datafeeds
- Stop datafeeds
- Update datafeeds
- Update filters
- Update jobs
- Update model snapshots
- Upgrade model snapshots
- Machine learning data frame analytics APIs
- Create data frame analytics jobs
- Delete data frame analytics jobs
- Evaluate data frame analytics
- Explain data frame analytics
- Get data frame analytics jobs
- Get data frame analytics jobs stats
- Preview data frame analytics
- Start data frame analytics jobs
- Stop data frame analytics jobs
- Update data frame analytics jobs
- Machine learning trained model APIs
- Clear trained model deployment cache
- Create or update trained model aliases
- Create part of a trained model
- Create trained models
- Create trained model vocabulary
- Delete trained model aliases
- Delete trained models
- Get trained models
- Get trained models stats
- Infer trained model
- Start trained model deployment
- Stop trained model deployment
- Update trained model deployment
- Migration APIs
- Node lifecycle APIs
- Query rules APIs
- Reload search analyzers API
- Repositories metering APIs
- Rollup APIs
- Root API
- Script APIs
- Search APIs
- Search Application APIs
- Searchable snapshots APIs
- Security APIs
- Authenticate
- Change passwords
- Clear cache
- Clear roles cache
- Clear privileges cache
- Clear API key cache
- Clear service account token caches
- Create API keys
- Create or update application privileges
- Create or update role mappings
- Create or update roles
- Bulk create or update roles API
- Bulk delete roles API
- Create or update users
- Create service account tokens
- Delegate PKI authentication
- Delete application privileges
- Delete role mappings
- Delete roles
- Delete service account token
- Delete users
- Disable users
- Enable users
- Enroll Kibana
- Enroll node
- Get API key information
- Get application privileges
- Get builtin privileges
- Get role mappings
- Get roles
- Query Role
- Get service accounts
- Get service account credentials
- Get Security settings
- Get token
- Get user privileges
- Get users
- Grant API keys
- Has privileges
- Invalidate API key
- Invalidate token
- OpenID Connect prepare authentication
- OpenID Connect authenticate
- OpenID Connect logout
- Query API key information
- Query User
- Update API key
- Update Security settings
- Bulk update API keys
- SAML prepare authentication
- SAML authenticate
- SAML logout
- SAML invalidate
- SAML complete logout
- SAML service provider metadata
- SSL certificate
- Activate user profile
- Disable user profile
- Enable user profile
- Get user profiles
- Suggest user profile
- Update user profile data
- Has privileges user profile
- Create Cross-Cluster API key
- Update Cross-Cluster API key
- Snapshot and restore APIs
- Snapshot lifecycle management APIs
- SQL APIs
- Synonyms APIs
- Text structure APIs
- Transform APIs
- Usage API
- Watcher APIs
- Definitions
- Command line tools
- elasticsearch-certgen
- elasticsearch-certutil
- elasticsearch-create-enrollment-token
- elasticsearch-croneval
- elasticsearch-keystore
- elasticsearch-node
- elasticsearch-reconfigure-node
- elasticsearch-reset-password
- elasticsearch-saml-metadata
- elasticsearch-service-tokens
- elasticsearch-setup-passwords
- elasticsearch-shard
- elasticsearch-syskeygen
- elasticsearch-users
- Troubleshooting
- Fix common cluster issues
- Diagnose unassigned shards
- Add a missing tier to the system
- Allow Elasticsearch to allocate the data in the system
- Allow Elasticsearch to allocate the index
- Indices mix index allocation filters with data tiers node roles to move through data tiers
- Not enough nodes to allocate all shard replicas
- Total number of shards for an index on a single node exceeded
- Total number of shards per node has been reached
- Troubleshooting corruption
- Fix data nodes out of disk
- Fix master nodes out of disk
- Fix other role nodes out of disk
- Start index lifecycle management
- Start Snapshot Lifecycle Management
- Restore from snapshot
- Troubleshooting broken repositories
- Addressing repeated snapshot policy failures
- Troubleshooting an unstable cluster
- Troubleshooting discovery
- Troubleshooting monitoring
- Troubleshooting transforms
- Troubleshooting Watcher
- Troubleshooting searches
- Troubleshooting shards capacity health issues
- Troubleshooting an unbalanced cluster
- Capture diagnostics
- Upgrade Elasticsearch
- Migration guide
- What’s new in 8.16
- Release notes
- Elasticsearch version 8.16.6
- Elasticsearch version 8.16.5
- Elasticsearch version 8.16.4
- Elasticsearch version 8.16.3
- Elasticsearch version 8.16.2
- Elasticsearch version 8.16.1
- Elasticsearch version 8.16.0
- Elasticsearch version 8.15.5
- Elasticsearch version 8.15.4
- Elasticsearch version 8.15.3
- Elasticsearch version 8.15.2
- Elasticsearch version 8.15.1
- Elasticsearch version 8.15.0
- Elasticsearch version 8.14.3
- Elasticsearch version 8.14.2
- Elasticsearch version 8.14.1
- Elasticsearch version 8.14.0
- Elasticsearch version 8.13.4
- Elasticsearch version 8.13.3
- Elasticsearch version 8.13.2
- Elasticsearch version 8.13.1
- Elasticsearch version 8.13.0
- Elasticsearch version 8.12.2
- Elasticsearch version 8.12.1
- Elasticsearch version 8.12.0
- Elasticsearch version 8.11.4
- Elasticsearch version 8.11.3
- Elasticsearch version 8.11.2
- Elasticsearch version 8.11.1
- Elasticsearch version 8.11.0
- Elasticsearch version 8.10.4
- Elasticsearch version 8.10.3
- Elasticsearch version 8.10.2
- Elasticsearch version 8.10.1
- Elasticsearch version 8.10.0
- Elasticsearch version 8.9.2
- Elasticsearch version 8.9.1
- Elasticsearch version 8.9.0
- Elasticsearch version 8.8.2
- Elasticsearch version 8.8.1
- Elasticsearch version 8.8.0
- Elasticsearch version 8.7.1
- Elasticsearch version 8.7.0
- Elasticsearch version 8.6.2
- Elasticsearch version 8.6.1
- Elasticsearch version 8.6.0
- Elasticsearch version 8.5.3
- Elasticsearch version 8.5.2
- Elasticsearch version 8.5.1
- Elasticsearch version 8.5.0
- Elasticsearch version 8.4.3
- Elasticsearch version 8.4.2
- Elasticsearch version 8.4.1
- Elasticsearch version 8.4.0
- Elasticsearch version 8.3.3
- Elasticsearch version 8.3.2
- Elasticsearch version 8.3.1
- Elasticsearch version 8.3.0
- Elasticsearch version 8.2.3
- Elasticsearch version 8.2.2
- Elasticsearch version 8.2.1
- Elasticsearch version 8.2.0
- Elasticsearch version 8.1.3
- Elasticsearch version 8.1.2
- Elasticsearch version 8.1.1
- Elasticsearch version 8.1.0
- Elasticsearch version 8.0.1
- Elasticsearch version 8.0.0
- Elasticsearch version 8.0.0-rc2
- Elasticsearch version 8.0.0-rc1
- Elasticsearch version 8.0.0-beta1
- Elasticsearch version 8.0.0-alpha2
- Elasticsearch version 8.0.0-alpha1
- Dependencies and versions
Reciprocal rank fusion
editReciprocal rank fusion
editReciprocal rank fusion (RRF) is a method for combining multiple result sets with different relevance indicators into a single result set. RRF requires no tuning, and the different relevance indicators do not have to be related to each other to achieve high-quality results.
RRF uses the following formula to determine the score for ranking each document:
score = 0.0 for q in queries: if d in result(q): score += 1.0 / ( k + rank( result(q), d ) ) return score # where # k is a ranking constant # q is a query in the set of queries # d is a document in the result set of q # result(q) is the result set of q # rank( result(q), d ) is d's rank within the result(q) starting from 1
Reciprocal rank fusion API
editYou can use RRF as part of a search to combine and rank documents using separate sets of top documents (result sets) from a combination of child retrievers using an RRF retriever. A minimum of two child retrievers is required for ranking.
An RRF retriever is an optional object defined as part of a search request’s retriever parameter. The RRF retriever object contains the following parameters:
-
retrievers
-
(Required, array of retriever objects)
A list of child retrievers to specify which sets of returned top documents will have the RRF formula applied to them. Each child retriever carries an equal weight as part of the RRF formula. Two or more child retrievers are required.
-
rank_constant
-
(Optional, integer)
This value determines how much influence documents in individual result sets per query have over the final ranked result set. A higher value indicates that lower ranked documents have more influence. This value must be greater than or equal to
1
. Defaults to60
. -
rank_window_size
-
(Optional, integer)
This value determines the size of the individual result sets per query. A higher value will improve result relevance at the cost of performance. The final ranked result set is pruned down to the search request’s size.
rank_window_size
must be greater than or equal tosize
and greater than or equal to1
. Defaults to thesize
parameter.
An example request using RRF:
resp = client.search( index="example-index", retriever={ "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "shoes" } } } }, { "knn": { "field": "vector", "query_vector": [ 1.25, 2, 3.5 ], "k": 50, "num_candidates": 100 } } ], "rank_window_size": 50, "rank_constant": 20 } }, ) print(resp)
const response = await client.search({ index: "example-index", retriever: { rrf: { retrievers: [ { standard: { query: { term: { text: "shoes", }, }, }, }, { knn: { field: "vector", query_vector: [1.25, 2, 3.5], k: 50, num_candidates: 100, }, }, ], rank_window_size: 50, rank_constant: 20, }, }, }); console.log(response);
GET example-index/_search { "retriever": { "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "shoes" } } } }, { "knn": { "field": "vector", "query_vector": [1.25, 2, 3.5], "k": 50, "num_candidates": 100 } } ], "rank_window_size": 50, "rank_constant": 20 } } }
In the above example, we execute the knn
and standard
retrievers independently of each other.
Then we use the rrf
retriever to combine the results.
First, we execute the kNN search specified by the |
|
Second, we execute the query specified by the |
|
Then, on a coordinating node, we combine the kNN search top documents with the query top documents and rank them based on the RRF formula using parameters from the |
Note that if k
from a knn search is larger than rank_window_size
, the results are truncated to rank_window_size
.
If k
is smaller than rank_window_size
, the results are k
size.
Reciprocal rank fusion supported features
editThe rrf
retriever supports:
The rrf
retriever does not currently support:
Using unsupported features as part of a search with an rrf
retriever results in an exception.
It is best to avoid providing a point in time as part of the request, as RRF creates one internally that is shared by all sub-retrievers to ensure consistent results.
Reciprocal rank fusion using multiple standard retrievers
editThe rrf
retriever provides a way to combine and rank multiple standard
retrievers.
A primary use case is combining top documents from a traditional BM25 query and an ELSER query to achieve improved relevance.
An example request using RRF with multiple standard retrievers:
resp = client.search( index="example-index", retriever={ "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "blue shoes sale" } } } }, { "standard": { "query": { "sparse_vector": { "field": "ml.tokens", "inference_id": "my_elser_model", "query": "What blue shoes are on sale?" } } } } ], "rank_window_size": 50, "rank_constant": 20 } }, ) print(resp)
const response = await client.search({ index: "example-index", retriever: { rrf: { retrievers: [ { standard: { query: { term: { text: "blue shoes sale", }, }, }, }, { standard: { query: { sparse_vector: { field: "ml.tokens", inference_id: "my_elser_model", query: "What blue shoes are on sale?", }, }, }, }, ], rank_window_size: 50, rank_constant: 20, }, }, }); console.log(response);
GET example-index/_search { "retriever": { "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "blue shoes sale" } } } }, { "standard": { "query": { "sparse_vector":{ "field": "ml.tokens", "inference_id": "my_elser_model", "query": "What blue shoes are on sale?" } } } } ], "rank_window_size": 50, "rank_constant": 20 } } }
In the above example, we execute each of the two standard
retrievers independently of each other.
Then we use the rrf
retriever to combine the results.
First we run the |
|
Next we run the |
|
The |
Not only does this remove the need to figure out what the appropriate weighting is using linear combination, but RRF is also shown to give improved relevance over either query individually.
Reciprocal rank fusion using sub searches
editRRF using sub searches is no longer supported. Use the retriever API instead. See using multiple standard retrievers for an example.
Reciprocal rank fusion full example
editWe begin by creating a mapping for an index with a text field, a vector field, and an integer field along with indexing several documents. For this example we are going to use a vector with only a single dimension to make the ranking easier to explain.
resp = client.indices.create( index="example-index", mappings={ "properties": { "text": { "type": "text" }, "vector": { "type": "dense_vector", "dims": 1, "index": True, "similarity": "l2_norm", "index_options": { "type": "hnsw" } }, "integer": { "type": "integer" } } }, ) print(resp) resp1 = client.index( index="example-index", id="1", document={ "text": "rrf", "vector": [ 5 ], "integer": 1 }, ) print(resp1) resp2 = client.index( index="example-index", id="2", document={ "text": "rrf rrf", "vector": [ 4 ], "integer": 2 }, ) print(resp2) resp3 = client.index( index="example-index", id="3", document={ "text": "rrf rrf rrf", "vector": [ 3 ], "integer": 1 }, ) print(resp3) resp4 = client.index( index="example-index", id="4", document={ "text": "rrf rrf rrf rrf", "integer": 2 }, ) print(resp4) resp5 = client.index( index="example-index", id="5", document={ "vector": [ 0 ], "integer": 1 }, ) print(resp5) resp6 = client.indices.refresh( index="example-index", ) print(resp6)
const response = await client.indices.create({ index: "example-index", mappings: { properties: { text: { type: "text", }, vector: { type: "dense_vector", dims: 1, index: true, similarity: "l2_norm", index_options: { type: "hnsw", }, }, integer: { type: "integer", }, }, }, }); console.log(response); const response1 = await client.index({ index: "example-index", id: 1, document: { text: "rrf", vector: [5], integer: 1, }, }); console.log(response1); const response2 = await client.index({ index: "example-index", id: 2, document: { text: "rrf rrf", vector: [4], integer: 2, }, }); console.log(response2); const response3 = await client.index({ index: "example-index", id: 3, document: { text: "rrf rrf rrf", vector: [3], integer: 1, }, }); console.log(response3); const response4 = await client.index({ index: "example-index", id: 4, document: { text: "rrf rrf rrf rrf", integer: 2, }, }); console.log(response4); const response5 = await client.index({ index: "example-index", id: 5, document: { vector: [0], integer: 1, }, }); console.log(response5); const response6 = await client.indices.refresh({ index: "example-index", }); console.log(response6);
PUT example-index { "mappings": { "properties": { "text" : { "type" : "text" }, "vector": { "type": "dense_vector", "dims": 1, "index": true, "similarity": "l2_norm", "index_options": { "type": "hnsw" } }, "integer" : { "type" : "integer" } } } } PUT example-index/_doc/1 { "text" : "rrf", "vector" : [5], "integer": 1 } PUT example-index/_doc/2 { "text" : "rrf rrf", "vector" : [4], "integer": 2 } PUT example-index/_doc/3 { "text" : "rrf rrf rrf", "vector" : [3], "integer": 1 } PUT example-index/_doc/4 { "text" : "rrf rrf rrf rrf", "integer": 2 } PUT example-index/_doc/5 { "vector" : [0], "integer": 1 } POST example-index/_refresh
We now execute a search using an rrf
retriever with a standard
retriever specifying a BM25 query, a knn
retriever specifying a kNN search, and a terms aggregation.
resp = client.search( index="example-index", retriever={ "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "rrf" } } } }, { "knn": { "field": "vector", "query_vector": [ 3 ], "k": 5, "num_candidates": 5 } } ], "rank_window_size": 5, "rank_constant": 1 } }, size=3, aggs={ "int_count": { "terms": { "field": "integer" } } }, ) print(resp)
const response = await client.search({ index: "example-index", retriever: { rrf: { retrievers: [ { standard: { query: { term: { text: "rrf", }, }, }, }, { knn: { field: "vector", query_vector: [3], k: 5, num_candidates: 5, }, }, ], rank_window_size: 5, rank_constant: 1, }, }, size: 3, aggs: { int_count: { terms: { field: "integer", }, }, }, }); console.log(response);
GET example-index/_search { "retriever": { "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "rrf" } } } }, { "knn": { "field": "vector", "query_vector": [3], "k": 5, "num_candidates": 5 } } ], "rank_window_size": 5, "rank_constant": 1 } }, "size": 3, "aggs": { "int_count": { "terms": { "field": "integer" } } } }
And we receive the response with ranked hits
and the terms aggregation result.
We have both the ranker’s score
and the _rank
option to show our top-ranked documents.
{ "took": ..., "timed_out" : false, "_shards" : { "total" : 1, "successful" : 1, "skipped" : 0, "failed" : 0 }, "hits" : { "total" : { "value" : 5, "relation" : "eq" }, "max_score" : ..., "hits" : [ { "_index" : "example-index", "_id" : "3", "_score" : 0.8333334, "_source" : { "integer" : 1, "vector" : [ 3 ], "text" : "rrf rrf rrf" } }, { "_index" : "example-index", "_id" : "2", "_score" : 0.5833334, "_source" : { "integer" : 2, "vector" : [ 4 ], "text" : "rrf rrf" } }, { "_index" : "example-index", "_id" : "4", "_score" : 0.5, "_source" : { "integer" : 2, "text" : "rrf rrf rrf rrf" } } ] }, "aggregations" : { "int_count" : { "doc_count_error_upper_bound" : 0, "sum_other_doc_count" : 0, "buckets" : [ { "key" : 1, "doc_count" : 3 }, { "key" : 2, "doc_count" : 2 } ] } } }
Let’s break down how these hits were ranked.
We start by running the standard
retriever specifying a query and the knn
retriever specifying a kNN search separately to collect what their individual hits are.
First, we look at the hits for the query from the standard
retriever.
"hits" : [ { "_index" : "example-index", "_id" : "4", "_score" : 0.16152832, "_source" : { "integer" : 2, "text" : "rrf rrf rrf rrf" } }, { "_index" : "example-index", "_id" : "3", "_score" : 0.15876243, "_source" : { "integer" : 1, "vector" : [3], "text" : "rrf rrf rrf" } }, { "_index" : "example-index", "_id" : "2", "_score" : 0.15350538, "_source" : { "integer" : 2, "vector" : [4], "text" : "rrf rrf" } }, { "_index" : "example-index", "_id" : "1", "_score" : 0.13963442, "_source" : { "integer" : 1, "vector" : [5], "text" : "rrf" } } ]
Note that our first hit doesn’t have a value for the vector
field.
Now, we look at the results for the kNN search from the knn
retriever.
"hits" : [ { "_index" : "example-index", "_id" : "3", "_score" : 1.0, "_source" : { "integer" : 1, "vector" : [3], "text" : "rrf rrf rrf" } }, { "_index" : "example-index", "_id" : "2", "_score" : 0.5, "_source" : { "integer" : 2, "vector" : [4], "text" : "rrf rrf" } }, { "_index" : "example-index", "_id" : "1", "_score" : 0.2, "_source" : { "integer" : 1, "vector" : [5], "text" : "rrf" } }, { "_index" : "example-index", "_id" : "5", "_score" : 0.1, "_source" : { "integer" : 1, "vector" : [0] } } ]
We can now take the two individually ranked result sets and apply the RRF formula to them using parameters from the rrf
retriever to get our final ranking.
# doc | query | knn | score _id: 1 = 1.0/(1+4) + 1.0/(1+3) = 0.4500 _id: 2 = 1.0/(1+3) + 1.0/(1+2) = 0.5833 _id: 3 = 1.0/(1+2) + 1.0/(1+1) = 0.8333 _id: 4 = 1.0/(1+1) = 0.5000 _id: 5 = 1.0/(1+4) = 0.2000
We rank the documents based on the RRF formula with a rank_window_size
of 5
truncating the bottom 2
docs in our RRF result set with a size
of 3
.
We end with _id: 3
as _rank: 1
, _id: 2
as _rank: 2
, and _id: 4
as _rank: 3
.
This ranking matches the result set from the original RRF search as expected.
Explain in RRF
editIn addition to individual query scoring details, we can make use of the explain=true
parameter to get information on how the RRF scores for each document were computed.
Working with the example above, and by adding explain=true
to the search request, we’d now have a response that looks like the following:
{ "hits": [ { "_index": "example-index", "_id": "3", "_score": 0.8333334, "_explanation": { "value": 0.8333334, "description": "rrf score: [0.8333334] computed for initial ranks [2, 1] with rankConstant: [1] as sum of [1 / (rank + rankConstant)] for each query", "details": [ { "value": 2, "description": "rrf score: [0.33333334], for rank [2] in query at index [0] computed as [1 / (2 + 1]), for matching query with score: ", "details": [ { "value": 0.15876243, "description": "weight(text:rrf in 0) [PerFieldSimilarity], result of:", "details": [ ... ] } ] }, { "value": 1, "description": "rrf score: [0.5], for rank [1] in query at index [1] computed as [1 / (1 + 1]), for matching query with score: ", "details": [ { "value": 1, "description": "within top k documents", "details": [] } ] } ] } } ... ] }
the final RRF score for document with |
|
a description on how this score was computed based on the ranks of this document in each individual query |
|
details on how the RRF score was computed for each of the queries |
|
the |
|
standard |
|
the |
In addition to the above, explain in RRF also supports named queries using the _name
parameter.
Using named queries allows for easier and more intuitive understanding of the RRF score computation, especially when dealing with multiple queries.
So, we would now have:
GET example-index/_search { "retriever": { "rrf": { "retrievers": [ { "standard": { "query": { "term": { "text": "rrf" } } } }, { "knn": { "field": "vector", "query_vector": [3], "k": 5, "num_candidates": 5, "_name": "my_knn_query" } } ], "rank_window_size": 5, "rank_constant": 1 } }, "size": 3, "aggs": { "int_count": { "terms": { "field": "integer" } } } }
The response would now include the named query in the explanation:
{ "hits": [ { "_index": "example-index", "_id": "3", "_score": 0.8333334, "_explanation": { "value": 0.8333334, "description": "rrf score: [0.8333334] computed for initial ranks [2, 1] with rankConstant: [1] as sum of [1 / (rank + rankConstant)] for each query", "details": [ { "value": 2, "description": "rrf score: [0.33333334], for rank [2] in query at index [0] computed as [1 / (2 + 1]), for matching query with score: ", "details": [ ... ] }, { "value": 1, "description": "rrf score: [0.5], for rank [1] in query [my_knn_query] computed as [1 / (1 + 1]), for matching query with score: ", "details": [ ... ] } ] } } ... ] }
Pagination in RRF
editWhen using rrf
you can paginate through the results using the from
parameter.
As the final ranking is solely dependent on the original query ranks, to ensure consistency when paginating, we have to make sure that while from
changes, the order of what we have already seen remains intact.
To that end, we’re using a fixed rank_window_size
as the whole available result set upon which we can paginate.
This essentially means that if:
-
from + size
≤rank_window_size
: we could getresults[from: from+size]
documents back from the finalrrf
ranked result set -
from + size
>rank_window_size
: we would get 0 results back, as the request would fall outside the availablerank_window_size
-sized result set.
An important thing to note here is that since rank_window_size
is all the results that we’ll get to see from the individual query components, pagination guarantees consistency, i.e. no documents are skipped or duplicated in multiple pages, iff rank_window_size
remains the same.
If rank_window_size
changes, then the order of the results might change as well, even for the same ranks.
To illustrate all of the above, let’s consider the following simplified example where we have two queries, queryA
and queryB
and their ranked documents:
| queryA | queryB | _id: | 1 | 5 | _id: | 2 | 4 | _id: | 3 | 3 | _id: | 4 | 1 | _id: | | 2 |
For rank_window_size=5
we would get to see all documents from both queryA
and queryB
.
Assuming a rank_constant=1
, the rrf
scores would be:
# doc | queryA | queryB | score _id: 1 = 1.0/(1+1) + 1.0/(1+4) = 0.7 _id: 2 = 1.0/(1+2) + 1.0/(1+5) = 0.5 _id: 3 = 1.0/(1+3) + 1.0/(1+3) = 0.5 _id: 4 = 1.0/(1+4) + 1.0/(1+2) = 0.533 _id: 5 = 0 + 1.0/(1+1) = 0.5
So the final ranked result set would be [1
, 4
, 2
, 3
, 5
] and we would paginate over that, since rank_window_size == len(results)
.
In this scenario, we would have:
-
from=0, size=2
would return documents [1
,4
] with ranks[1, 2]
-
from=2, size=2
would return documents [2
,3
] with ranks[3, 4]
-
from=4, size=2
would return document [5
] with rank[5]
-
from=6, size=2
would return an empty result set as it there are no more results to iterate over
Now, if we had a rank_window_size=2
, we would only get to see [1, 2]
and [5, 4]
documents for queries queryA
and queryB
respectively.
Working out the math, we would see that the results would now be slightly different, because we would have no knowledge of the documents in positions [3: end]
for either query.
# doc | queryA | queryB | score _id: 1 = 1.0/(1+1) + 0 = 0.5 _id: 2 = 1.0/(1+2) + 0 = 0.33 _id: 4 = 0 + 1.0/(1+2) = 0.33 _id: 5 = 0 + 1.0/(1+1) = 0.5
The final ranked result set would be [1
, 5
, 2
, 4
], and we would be able to paginate on the top rank_window_size
results, i.e. [1
, 5
].
So for the same params as above, we would now have:
-
from=0, size=2
would return [1
,5
] with ranks[1, 2]
-
from=2, size=2
would return an empty result set as it would fall outside the availablerank_window_size
results.
Aggregations in RRF
editThe rrf
retriever supports aggregations from all specified sub-retrievers. Important notes about aggregations:
- They operate on the complete result set from all sub-retrievers
-
They are not limited by the
rank_window_size
parameter - They process the union of all matching documents
For example, consider the following document set:
{ "_id": 1, "termA": "foo", "_id": 2, "termA": "foo", "termB": "bar", "_id": 3, "termA": "aardvark", "termB": "bar", "_id": 4, "termA": "foo", "termB": "bar" }
Perform a term aggregation on the termA
field using an rrf
retriever:
{ "retriever": { "rrf": { "retrievers": [ { "standard": { "query": { "term": { "termB": "bar" } } } }, { "standard": { "query": { "match_all": { } } } } ], "rank_window_size": 1 } }, "size": 1, "aggs": { "termA_agg": { "terms": { "field": "termA" } } } }
The aggregation results will include all matching documents, regardless of rank_window_size
.
{ "foo": 3, "aardvark": 1 }
Highlighting in RRF
editUsing the rrf
retriever, you can add highlight snippets to show relevant text snippets in your search results. Highlighted snippets are computed based
on the matching text queries defined on the sub-retrievers.
Highlighting on vector fields, using either the knn
retriever or a knn
query, is not supported.
A more specific example of highlighting in RRF can also be found in the retrievers examples page.
Inner hits in RRF
editThe rrf
retriever supports inner hits functionality, allowing you to retrieve
related nested or parent/child documents alongside your main search results. Inner hits can be
specified as part of any nested sub-retriever and will be propagated to the top-level parent
retriever. Note that the inner hit computation will take place only at end of rrf
retriever’s
evaluation on the top matching documents, and not as part of the query execution of the nested
sub-retrievers.
When defining multiple inner_hits
sections across sub-retrievers:
-
Each
inner_hits
section must have a unique name - Names must be unique across all sub-retrievers in the search request
On this page